atGalaxy

Jul 01

Posted by Galaxy
Jul 01, 2024

Who You Are:

As a Compliance Analyst, you will play a crucial role in maintaining the integrity of the Firm’s operations. Your responsibilities will span across various aspects of legal and compliance, particularly assisting the AML/KYC team. You will be tasked with maintaining internal compliance records, coordinating regulatory filings, assisting in various projects and regular reviews, updating due diligence questionnaires, and working with various internal teams to assist with account openings at financial institutions, custodians, and exchanges, among other duties.

The successful candidate will have a strong interest in compliance, legal, and administration, preferably with experience in the financial services industry. This role provides an excellent platform for career growth, offering exposure to a broad range of business lines, including asset management, investment banking, trading, lending, and mining.

What You’ll Do:

Ensure that ongoing compliance requirements are met and documented with accuracy and excellence (quarterly and / or annual requirements, ongoing requests, etc.)
Assist in compliance-related areas of client and / or vendor due diligence
Assist with bank account opening forms, custodian account opening forms, and various due diligence questionnaires that require completion
Assist in the Firm’s global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
Liaise with the business on the coordination of agreement executions
Work on other operational tasks, on an as needed basis
Partner with the AML/KYC team on various projects and requests

What We’re Looking For:

Preference for working in a fast paced and ever-changing environment
Ability to work both independently and in a team environment, while taking responsibility for seeing projects through to their completion
Ability to balance multiple priorities and demands concurrently
At least 1-2 years of experience in financial services or consulting firm
Bachelor’s Degree

Bonus Points:

Experience with Docusign
Experience, knowledge and interest in cryptocurrency a plus

What We Offer:

Competitive base salary and discretionary bonus
Flexible Time Off (i.e. unlimited paid vacation days)
Company paid Holidays (11)
Company paid sick leave
Company-paid health and protective benefits for employees, partners, and other dependents
3% 401(k) company contribution
Generous paid Parental Leave
Free virtual coaching and counseling sessions through Ginger
Opportunities to learn about the Crypto industry
Free daily snacks in-office
Smart, entrepreneurial, and fun colleagues
Employee Resource Groups